HOUSE_OVERSIGHT_012048.txt

Rockefeller Financial Services has partnered with Gregory J. Fleming to create an independent financial services firm called Rockefeller Capital Management. The new firm will focus on wealth management, asset management, and strategic advisory. Viking Global Investors will back the new firm through an investment by one of its funds. Greg Fleming will become the CEO of Rockefeller upon closing. The board of the new firm will include Mr. Fleming, David Rockefeller Jr., Peter M. O'Neill, Reuben Jeffery III, and Brian Kaufmann from Viking. The transaction is expected to close in the first quarter of next year.