Documents tagged "Exchange Commission"
Found 9 documents with this tag
EFTA00008920-p-10.jpg
The image is a photograph of an official document with a table containing questions and answers related to a legal proceeding or investigation. The document appears to be a transcript of testimony given by a person named "Randall A. Cunningham" to the Securities and Exchange Commission (SEC) on September 15, 2004. The handwriting is visible, suggesting that the responses were written out during the interview. There are lines drawn through certain text, indicating that it has been redacted or removed for confidentiality purposes.
HOUSE_OVERSIGHT_031796.txt
The document discusses a report that several of President Trump's advisors are pushing for him to pardon Michael Milken, the "junk bond king" who was convicted of securities fraud in the 1980s. The advisors cited include Anthony Scaramucci, Steven Mnuchin, Jared Kushner, and Rudy Giuliani. It is mentioned that Milken has a net worth of $3.7 billion according to Forbes and pioneered the high-yield bond market while at Drexel Burnham Lambert. However, his prison term was reduced to two years after he was sentenced to 10 years in prison. The White House and a spokesperson for the Milken Institute did not respond to requests for comment immediately.
HOUSE_OVERSIGHT_031789.txt
Key people in this document include President Donald Trump's advisors Anthony Scaramucci, Steven Mnuchin, Jared Kushner, and Rudy Giuliani, as well as "junk bond king" Michael Milken. Key places mentioned are the White House and the Securities and Exchange Commission. The main topic of the document is the reported effort by some of Trump's advisors to secure a pardon for Milken, who was convicted of securities fraud in the 1980s.
HOUSE_OVERSIGHT_031788.txt
The document discusses how several advisors to President Donald Trump are reportedly seeking a pardon for Michael Milken, who was convicted of securities fraud in the 1980s. The report suggests that former White House communications director Anthony Scaramucci, Treasury Secretary Steven Mnuchin, senior advisor Jared Kushner and attorney Rudy Giuliani support the pardon for Milken. The financier has a net worth of $3.7 billion and was sentenced to 10 years in prison but served only two years.
HOUSE_OVERSIGHT_027068.txt
The Related Companies is the initial bidder for the Palm House Hotel, which failed as a condo-hotel project. The stalking horse bidder, RREF II PALM HOUSE LLC, led by Related Companies Managing Principal Justin Metz, is offering $32 million for the property in a bankruptcy auction scheduled for next month. Bids at the auction will start at $32.5 million. The property faces allegations of fraud by the Securities and Exchange Commission and EB-5 investors. Given expects the property to sell for up to $40 million, and it could be the last opportunity for a developer to own a hotel in Palm Beach.
HOUSE_OVERSIGHT_027063.txt
The document discusses a bid for the Palm House Hotel, which is located in Palm Beach. The bidder is an affiliate of Related Companies, led by Stephen Ross and Justin Metz. The property has faced legal issues related to fraud allegations from the Securities and Exchange Commission and EB-5 investors. Cushman & Wakefield's Robert Given, Errol Blumer, Michael Mulkern, and Robert Kaplan are marketing advisers for the property. The bid price is $32 million, with a floor price of $32.5 million at the bankruptcy auction scheduled for November 16, 2018 in West Palm Beach.
HOUSE_OVERSIGHT_026825.txt
The document provides biographies of two individuals associated with Deutsche Bank - Francis J. Kelly and Larry V. Adam. Francis Kelly is Global Coordinator for Public Affairs as well as Head of Government & Public Affairs for North and Latin Americas, responsible for managing relationships with elected officials and political bodies globally. He also heads the Bank's U.S. Direct Investment Advisory Group providing strategic counsel to non-U.S. companies. Larry Adam serves as Chief Investment Officer for Wealth Management‒Americas and Chief Investment Strategist for Deutsche Asset & Wealth Management‒Americas, responsible for managing investments on behalf of clients in the Americas region.
HOUSE_OVERSIGHT_024302.txt
The document appears to be a proxy statement from Carvana Co., an auto dealer company based in Tempe, AZ. The document is required by the Securities and Exchange Commission (SEC) under Section 14(a) of the Securities Exchange Act of 1934. It contains information about key people, places, and topics related to the company's operations, governance structure, and financial performance. It also includes details of any proposed transactions or changes in control that shareholders should be aware of before making their voting decisions at an upcoming annual meeting.
HOUSE_OVERSIGHT_022494.txt
The Resource Guide to the U.S. Foreign Corrupt Practices Act provides information for businesses and individuals about the FCPA and its enforcement. The guide is a non-binding, informal summary prepared by staff from the Criminal Division of the U.S. Department of Justice and the Enforcement Division of the U.S. Securities and Exchange Commission. It does not create any rights or substitute for legal counsel on specific issues related to the FCPA. Companies or individuals seeking an opinion concerning specific prospective conduct can use the U.S. Department of Justice's opinion procedure. The guide is available online at justice.gov/criminal/fraud/fcpa and sec.gov/spotlight/fcpa.