Documents tagged "Securities Exchange Act"
Found 2 documents with this tag
DOJ-OGR-00002518.jpg
The image appears to be a screenshot of an official document with a focus on legal or regulatory information. The document contains a section titled "Rule 17a-5(d)" and includes the date December 28, 1934. There is visible text that discusses certain aspects related to books, records, and other accounting practices required for registered broker-dealers under the Securities Exchange Act of 1934. The image also shows a page number ("Page 5") at the bottom left corner.
HOUSE_OVERSIGHT_024302.txt
The document appears to be a proxy statement from Carvana Co., an auto dealer company based in Tempe, AZ. The document is required by the Securities and Exchange Commission (SEC) under Section 14(a) of the Securities Exchange Act of 1934. It contains information about key people, places, and topics related to the company's operations, governance structure, and financial performance. It also includes details of any proposed transactions or changes in control that shareholders should be aware of before making their voting decisions at an upcoming annual meeting.